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Regulatory Risk Management and Compliance Newsletter - February 2014

AUTHOR(S): Joe Beashel
PRACTICE AREA GROUP: Regulatory Risk Management and Compliance, Financial Institutions
DATE: 26.02.2014

The latest edition of our Regulatory Risk Management and Compliance Ezine has just been published.

In this issue:

  • Today the Central Bank issued its Enforcement Priorities and its Programme of Themed Inspections for 2014
  • Proposed revision of the Client Asset Requirements (“CAR”)
  • The revised Capital Requirements regime (“CRD IV”)
  • Revised Corporate Governance Code for Credit Institutions and Insurance Undertakings 2013
  • MiFID II agreement reached; New authorisation process for MiFID firms
  • Administrative Sanctions Procedure and the new Inquiry Guidelines
  • Anti-Money Laundering and Counter Terrorist Financing Guidelines published for the funds industry
  • Transfer of certain responsibilities under the Criminal Justice (Money Laundering and Terrorist Financing) Act 2010
  • Review of the Regulation of Bank Charges in Ireland and Remuneration Guidelines for MiFID firms.

Click here to read all of the articles.

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