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Regulatory Risk Management and Compliance Newsletter October 2011

AUTHOR(S): Joe Beashel
PRACTICE AREA GROUP: Regulatory Risk Management and Compliance, Financial Regulation
DATE: 07.10.2011

Welcome to the Regulatory Risk Management and Compliance Newsletter October 2011. In this issue:

  • Corporate Governance Code - Guidelines for Compliance Statement;
  • New Fitness and Probity Standards for Insurance Undertakings;
  • Central Bank updates mimimum competency requirements; 
  • The Criminal Justice Act 2011; 
  • Central Bank (Supervision and Enforcement) Bill 2011; 
  • FSO Proposal to Publish Complaints Record of Financial Services Providers;
  • High Court upholds decision of the Financial Services Ombudsman in favour of financial services provider; and
  • Central Bank commences reviews for compliance with Anti-Money Laundering Legislation.

Click here to view all of the articles.

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