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Markets in Financial Instruments Directive (“MiFID”)  January 2013

AUTHOR(S): Joe Beashel
PRACTICE AREA GROUP: Regulatory Risk Management and Compliance
DATE: 29.01.2013

In July 2012 the European Securities and Markets Authority (ESMA) published its “Guidelines on certain aspects of the MiFID suitability requirements” applicable to both national competent authorities (in Ireland the Central Bank) and firms providing certain MiFID investment services.

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