Regulatory Risk Management and Compliance Newsletter - February 2014

AUTHOR(S): Joe Beashel
PRACTICE AREA GROUP: Regulatory Risk Management and Compliance, Financial Institutions
DATE: 26.02.2014

The latest edition of our Regulatory Risk Management and Compliance Ezine has just been published.

In this issue:

• Today the Central Bank issued its Enforcement Priorities and its Programme of Themed Inspections for 2014
• Proposed revision of the Client Asset Requirements (“CAR”)
• The revised Capital Requirements regime (“CRD IV”)
• Revised Corporate Governance Code for Credit Institutions and Insurance Undertakings 2013
• MiFID II agreement reached; New authorisation process for MiFID firms
• Administrative Sanctions Procedure and the new Inquiry Guidelines
• Anti-Money Laundering and Counter Terrorist Financing Guidelines published for the funds industry
• Transfer of certain responsibilities under the Criminal Justice (Money Laundering and Terrorist Financing) Act 2010
• Review of the Regulation of Bank Charges in Ireland and Remuneration Guidelines for MiFID firms.

Click here to read all of the articles.