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Regulatory Risk Management and Compliance Newsletter October 2011
AUTHOR(S): Joe Beashel
PRACTICE AREA GROUP: Regulatory Risk Management and Compliance, Financial Regulation
DATE: 07.10.2011
Welcome to the Regulatory Risk Management and Compliance Newsletter October 2011. In this issue:
- Corporate Governance Code - Guidelines for Compliance Statement;
- New Fitness and Probity Standards for Insurance Undertakings;
- Central Bank updates mimimum competency requirements;
- The Criminal Justice Act 2011;
- Central Bank (Supervision and Enforcement) Bill 2011;
- FSO Proposal to Publish Complaints Record of Financial Services Providers;
- High Court upholds decision of the Financial Services Ombudsman in favour of financial services provider; and
- Central Bank commences reviews for compliance with Anti-Money Laundering Legislation.
Click here to view all of the articles.
