Recent and anticipated legislative changes are reforming and strengthening the agencies tasked with fighting economic crime. In financial services, the long-awaited individual accountability framework and enhancements to the Central Bank of Ireland’s enforcement powers are on the horizon. These developments will inevitably lead to increased regulatory activity, which in turn, will result in more frequent regulatory investigations. Whether responding to regulators, or conducting internal investigations, companies need to be prepared and to have a robust investigations process in place.
During this webinar, we explore what an internal investigation should look like. Drawing from our practical experience, we map out the steps of an investigation from the triggers and scoping, to completion and reporting, as well as avoiding the challenges and pitfalls along the way.
